Regulations

Regulatory License Number: GB21200143 (FSC Mauritius - Investment Dealer / Full Service Dealer excluding Underwriting)
FS-4.1 Global Business Licence
SEC-2.1B Investment Dealer (Full-Service Dealer excluding Underwriting) Licence

SEC-2.1B Licence

Client Intermediation: Execute securities and derivatives transactions as an agent or intermediary for clients.
Principal Dealing: Trade in securities and instruments on own account (as principal).
Portfolio Management: Oversee and manage individual client portfolios discretionarily or non-discretionarily.
Ancillary Investment Advice: Provide investment advice directly related to or in the normal course of dealing activities.
Global Market Access: Offer multi-asset classes including forex, CFDs, commodities, metals, and equities (subject to proper FSC product approvals).